Determination of Auditable Events, v1.0

Defines conformance and assessment criteria for compliance with minimum security requirements for determination of auditable events as related to overall audit and accountability requirements.
If an assessment step references organization-defined elements (E.g. <organization-defined personnel or roles>, <organization-defined frequency>, etc.), corresponding citations/excerpts must be provided to confirm that the organization has established and documented these values and that they apply as referenced in the conformance criteria.

Similarly, if a "Selection" among multiple options (e.g. [Selection (one or more): as needed; ]) is specified, evidence must be provided to establish that the option(s) implemented by the organization have been defined and documented.

The assessment step shall not be marked as satisfied without this evidence.

Assessment Step

1
Determination of Auditable Events (DeterminationofAuditableEvents)
Has the organization determined and documented that the information system is capable of auditing its documented list of events adequate to support after-the-fact investigations of security incidents at the defined frequency of (or defined situation requiring) auditing for each identified event?
Artifact
A1
Provide evidence (e.g. organizational policies, procedures, compliance/assessment reports, etc.) that support the assessor's response to this assessment step.
If conformance criteria reference organization-defined elements (e.g. <organization-defined personnel or roles>, <organization-defined frequency>, etc.), these values must be defined and documented by the organization.

Similarly, if the criteria specify a "Selection" among multiple options (e.g. [Selection (one or more): as needed; ]), the option(s) implemented by the organization must also be defined and documented.

Conformance Criteria (1)

C1
The organization must determine and document that the information system is capable of auditing its documented list of events adequate to support after-the-fact investigations of security incidents at the defined frequency of (or defined situation requiring) auditing for each identified event.
Citation
SP800-53R4
Appendix F, AU-2